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High Roller

Compliance Lead – Prediction Markets

New York, New York, United StatesRemote · United States
Staff · fulltime_permanent · Legal & Compliance
POSTED 5 NOVVERIFIED 21H AGO
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Role
3 days opentrue age
Posted 5 Nov
Pay
$151k–$215kno pay posted
Market p25–p75
$151k–$215k
New York · n=417 · 365d to 6 Nov
CompanyHigh Roller →
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All tracked boards · live 8 Nov · n=23,262

High Roller Technologies is looking for an experienced Compliance Lead – Prediction Markets to support our growing US prediction markets business.

This is a hands-on role working closely with Legal, Product, Marketing, Operations and senior leadership to manage our day-to-day compliance requirements and ensure we continue to meet applicable CFTC and NFA obligations as the business grows.

This is a fully remote position, open to candidates based anywhere in the United States.

What You’ll Do

Manage the day-to-day compliance program for our US prediction markets business.

Review and approve marketing and promotional materials across internal teams, partners and affiliates.

Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training.

Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies.

Maintain the compliance calendar, compliance manual and regulatory records.

Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation.

Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations the Company may pursue.

Support the maintenance of existing regulatory registrations and associated compliance requirements.

Support compliance requirements for new products, features and event contracts.

Monitor relevant regulatory developments and work with internal teams to implement required changes.

Requirements

What You’ll Bring

5+ years of compliance experience within financial services, derivatives, futures, prediction markets or another relevant regulated environment.

Strong working knowledge of CFTC and NFA requirements.

Experience with regulatory filings, audits, examinations and compliance policies.

Strong organisational skills with the ability to manage multiple regulatory deadlines and priorities.

A practical, hands-on approach and the ability to work independently in a fast-moving environment.

Excellent written and verbal communication skills.

Experience within prediction markets or another CFTC/NFA-regulated business is highly desirable.

A law degree or bar admission is not required.

What We Offer

Competitive health and welfare benefits

401(k) retirement plan with company match

Flexible vacation policy

Home office setup reimbursement

Access to mental health support

Source · High RollerFirst seen 7 NovOriginal ↗